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Journal of Investment Compliance, The
J Invest Compl

Published/Hosted by Emerald Insight. ISSN: 1528-5812.

The Journal of Investment Compliance is a quarterly research journal covering both the broker-dealer and investment advisor ends of compliance and the increasing intertwining of the two sides. It offers practical analysis of issues on the regulation of investment funds as it relates to their trading, management, custody, transfers and investor rules by today's top compliance practitioners.

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